Rock Breaking & Ripping SWMS
NSW — Rock Breaking & Ripping. Full task scope, hazards and controls to be authored to Phase 1 standard.
SWMS variants reference your state’s WHS legislation. Instant download after payment.
Rock breaking and ripping is mechanical breaking of rock and mass concrete by hydraulic hammer and ripping by dozer or excavator tyne. It is high risk construction work under the WHS Regulation because it is carried out in excavations and cut faces deeper than 1.5 m and is dominated by the movement of heavy powered mobile plant — excavators with hydraulic hammers, dozers and rippers (s291), so a SWMS is mandatory (s299). This is mechanical breaking: no explosives are used; AS 2187.2 is referenced only for its structural ground-vibration limits as the recognised benchmark. The dominant safety hazard is flyrock — rock fragments ejected at high velocity by the hammer, and ricochet off the face or oversize material — which can strike workers and the public well beyond the immediate work area. The dominant health hazard is respirable crystalline silica from breaking siliceous rock, with the dust plume drifting to adjacent workers and occupancies. A further dominant hazard to third parties is ground vibration transmitted to adjacent structures, buried services and sensitive equipment, causing cracking or damage. Around these sit hammer/plant strike on workers, plant rollover on benches and soft ground, service strikes, and excavation-face instability. The SWMS controls flyrock exclusion, silica suppression, vibration monitoring, plant separation and face stability. It supports the earthworks design and does not replace the geotechnical assessment. It is supplied in eight jurisdiction editions, each citing its own Act, Regulation and regulator.
Hazards identified
8 hazards covered, sorted by priority.
Struck-by fatality to workers or the public beyond the work area (dominant hazard)
Silicosis; exposure exceeding the 0.05 mg/m3 WES (dominant health hazard)
Structural cracking/damage and service disturbance (dominant third-party hazard)
Struck-by or crush fatality
Operator crush fatality
Electrocution, gas release or flooding
Rockfall or collapse onto plant or workers
Respiratory exposure to others and noise-induced hearing loss
Control measures
Hierarchy-of-controls order: elimination → substitution → isolation → engineering → administrative → PPE.
- 1Elimination — Use non-percussive methods (chemical/expansive burster, sawing) near structures and services so flyrock and vibration are avoided where practicable
- 2Substitution — Substitute ripping for hammering where the rock allows to reduce flyrock and vibration, and remote/GPS machine control for close-in work
- 3Engineering — Flyrock exclusion zone sized to the hammer energy and geometry, with protective screening/blast mats where structures or public are nearby
- 4Engineering — Water suppression at the breaking point to control silica, and vibration monitoring against the AS 2187.2 structural limits with trigger levels
- 5Engineering — Plant-pedestrian exclusion zones and stable, benched faces designed by a competent person
- 6Administrative — Services location before breaking, a dilapidation survey of adjacent structures, and vibration limits with a stop-work trigger
- 7Administrative — Silica exposure monitoring and health monitoring for exposed workers, and RIIMPO plant competency
- 8Administrative — Spotter controls for the hammer and a face-inspection regime after rain
- 9PPE — Eye/face protection against flyrock, fit-tested P2/P3 respiratory protection and Class 5 hearing protection
- 10PPE — Type 1 hard hat and Type R day/night high-visibility for all ground personnel
Applicable Codes of Practice
Governing code for respirable crystalline silica
Duties for excavation face and bench stability
Duties for hammers, dozers and powered mobile plant
General construction duties and SWMS requirements
Referenced only for its structural ground-vibration limits (no blasting performed)
Selection, fit-testing and use of RPE
Method for respirable silica sampling
High-Risk Construction Work triggered
Rock breaking is carried out in excavations and cut faces deeper than 1.5 m.
Excavators with hammers, dozers and rippers dominate the work area.
Who this is for
- →Earthworks and civil contractors
- →Bulk excavation contractors
- →Demolition contractors breaking rock and mass concrete
- →Quarry and site-establishment contractors
- →Excavator and dozer operators
What you receive
- ✓Editable DOCX template — Microsoft Word compatible
- ✓State-specific WHS legislation schedule (NSW/VIC/QLD/SA/WA/TAS/NT/ACT)
- ✓Hazard register with risk ratings + hierarchy-of-control mapping
- ✓Worker sign-on register, pre-start checklist, and incident escalation flow
Worked example
At 7:00 am an earthworks crew from Bedrock Civil begins breaking a siliceous rock shelf with an excavator-mounted hydraulic hammer next to an occupied building. Although no explosives are used, the supervisor treats flyrock and vibration as the defining risks: a flyrock exclusion zone sized to the hammer energy is set, screening is placed toward the building, and no one is allowed inside the zone while the hammer works. A dilapidation survey was done beforehand, and vibration is monitored against the AS 2187.2 structural limits with a stop-work trigger — when a reading approaches the limit, breaking pauses and the method is adjusted. Water suppression runs at the breaking point because the rock is silica-bearing, and the exposed crew are in fit-tested respirators and on health monitoring. Services were located, so the operator knows where not to break through. The face is benched to the geotechnical design and re-checked after rain. A spotter keeps the ground crew clear of the hammer and the plant. The shelf is broken to level with the building undamaged and the exclusion maintained throughout.
Related legislation
- WHS Act 2011 (model)
- WHS Regulation 2025
- Working with Silica and Silica Containing Products Code of Practice
- Excavation Work Code of Practice
Frequently asked questions
Is hydraulic hammer rock breaking high risk construction work if we are not blasting?
Yes. Two paragraphs of WHS Regulation s291 apply without any explosives being involved: the work is carried out in excavations and cut faces deeper than 1.5 metres, which is s291(g), and it is dominated by movement of powered mobile plant — excavators with hydraulic hammers, dozers and rippers — which is s291(o). The explosives paragraph, s291(h), is not engaged because this is mechanical breaking only. Section 299 makes the SWMS mandatory before breaking starts regardless, and the paperwork burden is the same as a blasting job even though the method is entirely different.
Why does the document reference AS 2187.2 if no blasting is performed?
It is used for one purpose only: the structural ground-vibration limits in that standard are the recognised benchmark for how much vibration an adjacent building can take, and hammering transmits vibration just as blasting does. The controls set trigger levels against those limits, require monitoring while breaking, and build in a stop-work when a reading approaches the limit so the method can be adjusted. A dilapidation survey of adjacent structures is done beforehand so pre-existing cracking is documented. Nothing in the document authorises or covers the use of explosives — that is separate work needing its own licensing and SWMS.
How is flyrock controlled when breaking next to an occupied building or a footpath?
Flyrock is treated as the dominant safety hazard because fragments ejected by the hammer, and ricochet off the face or oversize material, travel well past the machine. The controls require an exclusion zone sized to the hammer energy and the geometry of the face rather than a fixed radius, with protective screening or mats placed toward the structure or public frontage, and nobody permitted inside the zone while the hammer is working. Where a structure or the public is close, the preferred answer is elimination: non-percussive methods such as chemical bursting or sawing, which remove both the flyrock and the vibration.
Does this cover respirable crystalline silica from breaking siliceous rock?
Yes, and silica is named as the dominant health hazard rather than an afterthought. The Working with Silica and Silica Containing Products Code of Practice is the governing code, and the exposure benchmark is the workplace exposure standard of 0.05 mg/m3. Controls run water suppression at the breaking point itself, not just on the haul road, plus fit-tested P2 or P3 respiratory protection selected and used to AS/NZS 1715 and 1716. Air monitoring follows the AS 2985 respirable dust sampling method, and health monitoring is required for workers exposed to silica. Drift of the dust plume to adjacent occupancies is treated separately.
What arrives, and does it replace the geotechnical assessment?
It does not replace it. The document supports the earthworks design and the benched face profile set by a competent person; the geotechnical assessment remains the engineering basis and must be referenced in the SWMS, not superseded by it. You receive one editable Word document, bought once, in one of eight jurisdiction editions covering NSW, VIC, QLD, SA, WA, TAS, NT and ACT, each citing its own Act, Regulation and regulator. Before use, enter your hammer type and energy, the calculated flyrock exclusion radius, the vibration trigger levels, the dilapidation survey reference and your silica monitoring arrangements.
Document details
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