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Tunnel Ground Support (Bolting/Mesh/Shotcrete) SWMS

Ground support installation β€” rock bolting, mesh, fibre-reinforced shotcrete, lattice girders. Working under unsupported ground, shotcrete rebound RCS, mesh installation manual handling.

βš–οΈWHS Regulation 2025 & Codes of Practice β€” legally binding from 1 July 2026 (s26A)
πŸ‘·Reviewed by certified occupational health and safety professionals
πŸ—ΊοΈState-specific variants for all 8 Australian jurisdictions
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SWMS variants reference your state’s WHS legislation. Instant download after payment.

Tunnel ground support installs and maintains the support system that keeps a tunnel stable β€” rock bolts, mesh, steel sets, lattice girders, shotcrete and segmental linings β€” applied to the excavated ground to prevent falls of ground and control deformation. It is the control that makes underground work survivable, but installing it requires working at or near the freshly exposed face and crown, sometimes under ground that is not yet supported, with the plant and processes used to place the support. The hazards are the fall of ground onto workers before or during support installation, the high-pressure shotcrete and the respirable crystalline silica it generates, working at height to the crown, the support-installation plant, and the underground atmosphere and diesel particulate. This document is written on the basis that ground support is installed to a support design in a controlled sequence and method that keeps workers out from under unsupported ground, and that the shotcrete and silica hazards are controlled.

Tunnel ground support engages several high risk construction work categories under the model Work Health and Safety Regulations β€” work involving a tunnel, work in or near a confined space, work in a contaminated or flammable atmosphere, and where access to the crown is at height, a risk of a person falling more than 2 metres β€” so a safe work method statement is required before the work commences, kept readily accessible, and given to the principal contractor if one is appointed. Spraying shotcrete is high-risk processing of a crystalline silica substance, so the silica controls apply, and diesel particulate from plant is controlled against its standard. This document coordinates the support-sequence, fall-of-ground, shotcrete-silica, working-at-height and atmosphere controls so the tunnel is supported without exposing workers to unsupported ground.

Hazards identified

9 hazards covered, sorted by priority.

Fall of ground onto workers before or during support installationHIGH

Fatal crushing from rock fall at the unsupported or partly supported face and crown

Working under ground that is not yet supportedHIGH

Exposure to unsupported ground during the installation of support

Respirable crystalline silica from spraying shotcreteHIGH

Silicosis and respiratory disease from the high-silica shotcrete process

High-pressure shotcrete spray and reboundHIGH

Impact and eye injury from the spray nozzle and rebounding concrete

Working at height to install crown and high-sidewall supportHIGH

Falls from height accessing the crown of the tunnel

Ground or rock instability, fall of ground and collapseHIGH

Fatal crushing of workers from unsupported or failing ground

Diesel particulate matter from underground plantHIGH

Carcinogenic diesel exhaust exposure compounding the dust burden underground

Oxygen deficiency, or a contaminated or flammable atmosphere undergroundHIGH

Asphyxiation, poisoning or explosion in the confined underground atmosphere

The support-installation plant β€” drill rigs, bolters and shotcrete rigsHIGH

Crush, entanglement and impact injury from the support plant

Control measures

Hierarchy-of-controls order: elimination β†’ substitution β†’ isolation β†’ engineering β†’ administrative β†’ PPE.

  1. 1Engineering: install ground support to a support design by a competent person in a controlled sequence and method β€” mechanised or remote installation and scaling β€” so workers are not positioned under unsupported ground, with the support type and density matched to the ground.
  2. 2Engineering: scale down loose ground before workers approach, and use temporary or initial support to make the ground safe before further work, so the face and crown are controlled progressively.
  3. 3Engineering: control respirable crystalline silica from the shotcrete β€” wet-mix spraying, dust suppression and capture, and ventilation of the spraying area β€” monitored against the respirable crystalline silica workplace exposure standard of 0.05 mg/m3 (eight-hour TWA), reframed as a workplace exposure limit from 1 December 2026.
  4. 4Engineering: manage the high-pressure shotcrete spray and rebound β€” nozzle and line controls, exclusion of non-essential workers, and inspection of high-pressure lines.
  5. 5Engineering: safe access and fall-prevention for installing crown and high-sidewall support β€” work platforms and elevating work platforms β€” rather than improvised access at height.
  6. 6Engineering: forced underground ventilation designed to dilute and remove respirable crystalline silica, diesel particulate, dust and other contaminants and maintain a safe atmosphere, with continuous atmospheric monitoring.
  7. 7Engineering: low-emission or filtered underground plant and ventilation to control diesel particulate matter, monitored against the diesel particulate matter exposure standard, currently 0.1 mg/m3 (eight-hour TWA, sub-micron elemental carbon), with a Workplace Exposure Limit of 0.01 mg/m3 (respirable elemental carbon) from 1 December 2026.
  8. 8Administrative: prepare a SWMS before the work for the tunnel and confined space high risk construction work, apply the confined space entry and atmospheric controls and permits, and where the work is high-risk processing of a crystalline silica substance, a silica risk control plan with air and health monitoring.
  9. 9Administrative: air monitoring for respirable crystalline silica against the respirable crystalline silica workplace exposure standard of 0.05 mg/m3 (eight-hour TWA), reframed as a workplace exposure limit from 1 December 2026, and for diesel particulate, dust and gases, with health monitoring for workers carrying out high-risk silica work and records retained.
  10. 10Administrative: a documented underground emergency response and rescue capability β€” refuge, self-rescuers where required, communication and rescue arrangements β€” briefed to all workers.
  11. 11Administrative: all workers must hold a valid White Card (General Construction Induction Training, CPCCWHS1001) before entering any construction workplace, with underground, confined space and tunnelling competencies verified as applicable.
  12. 12Administrative: conduct a pre-shift toolbox talk covering the day's work, ground and atmospheric conditions, the controls, plant movements, required PPE and emergency and rescue procedures, and record attendance in the consultation section.
  13. 13Administrative: consult workers and health and safety representatives on the work and its risks, record the consultation, and keep this document available at the workplace.
  14. 14PPE: underground high-visibility clothing, head protection, eye protection to AS/NZS 1337.1, hearing protection matched to the measured noise, gloves, and Class I or Class II safety footwear with protective toecap to AS/NZS 2210.3.
  15. 15Administrative: review and update this SWMS whenever the work, the ground or atmospheric conditions, the plant or the controls change, after any incident or near miss, when a worker or health and safety representative raises a concern, or at minimum every 12 months.

Applicable Codes of Practice

Code of Practice: Tunnelling work (model)βš– Legally binding Β· 1 Jul 2026

The national model code for tunnelling work, covering ground control, atmosphere, ventilation, emergency and the management of underground hazards.

Code of Practice: Excavation workβš– Legally binding Β· 1 Jul 2026

Excavation, shaft and ground-support controls for the excavated openings and access shafts of the tunnelling work.

Code of Practice: Confined spacesβš– Legally binding Β· 1 Jul 2026

Atmospheric testing, ventilation, entry permit and rescue controls for the confined underground workings, shafts and chambers.

Code of Practice: Managing risks of respirable crystalline silica in the workplace (model, 2025)βš– Legally binding Β· 1 Jul 2026

The risk assessment, silica risk control plan, air monitoring and health monitoring duties where the work generates respirable crystalline silica.

AS/NZS 1715 and AS/NZS 1716 β€” Respiratory protective equipment

Selection, fit testing and use of P2, powered and supplied-air respiratory protection for the silica, dust, diesel particulate and atmospheric hazards of the underground work.

High-Risk Construction Work triggered

8
Work carried out on, in or adjacent to a tunnel

Installing ground support in a tunnel is work involving a tunnel, which is high risk construction work requiring a SWMS before the work commences.

9
Work carried out in or near a confined space

The underground tunnel, which may be oxygen-affected or have a contaminated atmosphere, brings the work within the confined space category and its controls.

1
Work carried out where there is a risk of a person falling more than 2 metres

Installing support to the crown and high sidewalls can present a fall risk exceeding 2 metres, bringing the work within this category and driving the working-at-height controls.

Legal consequence

This is tunnelling work, which engages the high risk construction work categories above under the model WHS Regulations, so a SWMS must be prepared before the work commences, kept readily accessible, reviewed as necessary, and given to the principal contractor if one is appointed. Tunnelling is carried out to the model Tunnelling work Code of Practice and a rigorous regime of ground control, ventilation and emergency preparedness, and the confined space, excavation and, where relevant, explosives controls apply. Where the work generates respirable crystalline silica, the silica risk control plan, air monitoring and health monitoring duties apply, with the exposure standard reframed as a workplace exposure limit from 1 December 2026. An incident in a tunnel can trap and kill workers with limited means of escape, and breaches of the primary duty of care under the model WHS Act are actively enforced, with offence categories running from failure-to-comply through to reckless conduct, and the most serious breaches carrying imprisonment for individuals. Body-corporate maxima are substantial and indexed; the current maximum follows the prevailing schedule of the responsible regulator.

Who this is for

  • β†’Tunnel ground-support crews installing bolts, mesh, sets and shotcrete.
  • β†’Shotcrete sprayers and pump operators supporting the tunnel.
  • β†’Rock-bolting, steel-set and segment-erection crews.
  • β†’Tunnelling and geotechnical engineers designing the support system.
  • β†’Project managers and supervisors overseeing the tunnel SWMS and the silica risk control plan.

What you receive

  • βœ“Editable Microsoft Word document (.docx) fully compatible with Microsoft Word 2016 and newer, Google Docs, and LibreOffice Writer.
  • βœ“Title page with editable fields for PCBU name, ABN, site address, project name, principal contractor details, and document revision date.
  • βœ“Hazard register with the tunnel ground support hazards β€” each with a documented consequence, inherent risk rating on a 5x5 likelihood-consequence matrix, hierarchy-of-control measures, and residual risk rating.
  • βœ“Support-sequence and scaling prompts, a fall-of-ground and unsupported-ground control section, a shotcrete silica and rebound control section, and working-at-height and ventilation control fields.
  • βœ“Confined space entry, atmospheric-monitoring and underground emergency and rescue prompts, and a silica risk control plan aligned to the model crystalline silica Code of Practice referencing the 0.05 mg/m3 exposure standard.
  • βœ“Competency, ticket and induction verification fields, and a respiratory protection selection and fit-test record per AS/NZS 1715.
  • βœ“Worker consultation record per the model WHS Act consultation duty and a worker sign-on register (blank, expandable).
  • βœ“Applicable legislation and Codes of Practice schedule pre-populated for the model WHS jurisdiction with a state-variance reference table covering the harmonised states, plus Victoria.
  • βœ“Emergency procedure template and a revision log.

Worked example

A tunnelling crew is installing ground support β€” rock bolts, mesh, steel sets and shotcrete β€” to stabilise a tunnel as it advances. Because the work involves a tunnel, a confined and potentially contaminated atmosphere, and access to the crown at height, and spraying shotcrete is high-risk silica processing, a SWMS is prepared and a silica risk control plan is in place. The support is installed to a support design by a competent person in a controlled sequence with mechanised installation and scaling, so workers are not positioned under unsupported ground, with the support type and density matched to the ground. Loose ground is scaled down before workers approach, and temporary or initial support makes the ground safe before further work, controlling the face and crown progressively. Respirable crystalline silica from the shotcrete is controlled with wet-mix spraying, dust suppression and capture, and ventilation, and the high-pressure spray and rebound are managed with nozzle and line controls and exclusion of non-essential workers. Crown and high-sidewall support is installed from work platforms with fall-prevention rather than improvised access. Forced ventilation dilutes and removes silica, dust and diesel particulate, and air monitoring tracks silica and diesel particulate with health monitoring for exposed workers. A rescue capability is in place, and the SWMS and records are retained.

Related legislation

  • Model Work Health and Safety Act β€” primary duty of care; the duty to consult workers; the reckless-conduct offence; and notifiable-incident provisions, as enacted in each jurisdiction.
  • Model Work Health and Safety Regulations β€” Section 291 high risk construction work and the SWMS preparation and review duties, the confined space provisions, and where relevant the crystalline silica high-risk processing, silica risk control plan, air monitoring and health monitoring provisions, as enacted in each jurisdiction.
  • Model Codes of Practice β€” Tunnelling work; Excavation work; Confined spaces; and Managing risks of respirable crystalline silica in the workplace (2025).
  • Where blasting is used, the explosives legislation governs the licensing and authorisation of shotfirers and the storage, transport and security of explosives; and the diesel particulate matter exposure standard, currently 0.1 mg/m3 (sub-micron elemental carbon) with a Workplace Exposure Limit of 0.01 mg/m3 (respirable elemental carbon) from 1 December 2026, applies underground.
  • Victoria operates under the Occupational Health and Safety Act 2004 and the Occupational Health and Safety Regulations 2017, with the high risk construction work, tunnelling and confined space provisions applying in place of the model instruments.

Frequently asked questions

Why is installing ground support hazardous when it is itself a safety control?

Ground support is the control that keeps a tunnel stable and makes underground work survivable, but installing it requires working at or near the freshly exposed face and crown, sometimes under ground that is not yet supported, with the plant and processes used to place the support. So it is installed in a controlled sequence and method that keeps workers out from under unsupported ground, with the shotcrete and silica hazards controlled.

How are workers kept safe from falls of ground during installation?

Support is installed to a support design in a controlled sequence with mechanised or remote installation and scaling, so workers are not positioned under unsupported ground, loose ground is scaled down before workers approach, and temporary or initial support makes the ground safe before further work. The face and crown are controlled progressively rather than exposing workers to large areas of unsupported ground.

Is tunnel shotcreting a silica hazard?

Yes. Spraying shotcrete is high-risk processing of a crystalline silica substance because the cement and aggregate liberate respirable crystalline silica, and in the confined tunnel the dust can accumulate. A silica risk control plan is prepared, wet-mix spraying, dust suppression and ventilation control the silica, and air monitoring against the 0.05 mg/m3 standard with health monitoring for exposed workers applies.

What fall hazards apply to ground support?

Installing support to the crown and high sidewalls of the tunnel can present a fall risk exceeding 2 metres, so safe access and fall-prevention β€” work platforms and elevating work platforms β€” are used rather than improvised access at height. The working-at-height controls apply alongside the fall-of-ground and silica controls.

What categories apply to tunnel ground support?

It engages the tunnel, confined space, contaminated-atmosphere and, where crown access is at height, fall-over-2-metres high risk construction work categories, so a SWMS is required before the work begins, and because shotcreting is high-risk silica processing a silica risk control plan also applies, with air and health monitoring.

What's in this SWMS

Document details

Regulation
WHS Regulation 2025 (NSW) + state equivalents; AS 1085 structural standards; Schedule 1 HRCW Categories 4, 6, 8, 16
HRCW Category
HRCW β€” see HRCW Cat. 4 (trench/shaft >1.5m), Cat. 6 (confined space), Cat. 8 (explosives), Cat. 12 (contaminated/flammable atmosphere), Cat. 16 (artificial extremes of temperature)
Hazards Identified
11 hazards with controls
Format
Editable DOCX (Microsoft Word)
Author
Certified Industrial Hygienist (CIH)
Delivery
Instant download after payment