Hoist (Personnel & Materials) Operations SWMS
Construction personnel and materials hoist operations covers Alimak/Geda type hoist installation, AS/NZS 1418.7 compliance, daily inspection, mast-tying schedule, and high-rise vertical transport for workers and materials.
SWMS variants reference your state’s WHS legislation. Instant download after payment.
Construction personnel and materials hoists — typically Alimak, Geda, or Stros mast-climbing units — provide vertical transport on multi-storey projects, moving workers, tools, and palletised materials up external mast structures tied progressively to the permanent building frame. This work falls squarely within WHS Regulation 2025 section 291 as High Risk Construction Work because operations occur above two metres, involve risk of falls, and depend on registrable plant whose failure can be catastrophic. A documented Safe Work Method Statement is mandatory before any erection, jumping, tying, daily pre-start, passenger movement, or dismantling sequence commences, and must be available at the landing for every shift. The SWMS coordinates the duties of the PCBU, the hoist operator, the dogger/rigger crew, landing controllers, and passengers under AS/NZS 1418.7 and the Code of Practice for Managing the Risk of Falls at Workplaces. Without it, the principal contractor cannot demonstrate consultation, control selection, or competency verification if an incident triggers regulator notification under WHS Act s38.
Hazards identified
7 hazards covered, sorted by priority.
Catastrophic mast collapse, car free-fall, multiple fatalities, criminal prosecution under WHS Act Category 1 reckless conduct
Car uncontrolled descent, occupant blunt-force trauma, fatal impact at base buffer, plant prohibition notice issued
Person falls into hoistway from upper landing, fatal fall, breach of WHS Reg s78 fall prevention duty
Drive motor burnout, rack-and-pinion shear, plant damage, occupant injury, insurance void for non-compliant operation
Struck-by injury to workers below, head trauma, fatality if helmet impact exceeds AS/NZS 1801 rating
Mast oscillation, structural overstress, car door damage, mandatory shutdown ignored leads to plant failure event
Electric shock, arc flash burns, cardiac arrest, breach of WHS Reg s150 electrical safety requirements
Control measures
Hierarchy-of-controls order: elimination → substitution → isolation → engineering → administrative → PPE.
- 1Elimination — Where the building permanent lift can be commissioned early and used under temporary-use protocol, eliminate the external construction hoist entirely from the upper-floor program.
- 2Elimination — Sequence materials delivery via crane and loading bay so personnel hoist carries people only, eliminating combined load failure modes and overloading risk.
- 3Substitution — Substitute manual rack lubrication tasks with sealed self-lubricating pinion systems and replace timber landing decks with engineered steel landing platforms rated to AS/NZS 1418.7.
- 4Engineering — Install and verify landing gate electrical interlocks, overspeed governor, final limit switches, and slack-rope detection per AS/NZS 1418.7 Section 6, drop-tested at commissioning and three-monthly.
- 5Engineering — Erect mast ties to engineer-certified design drawings at maximum 6m vertical spacing, torque-verified, recorded on tie register signed by competent rigger before jumping next mast section.
- 6Administrative — Conduct documented daily pre-start inspection using manufacturer checklist covering brakes, limits, gates, anemometer, and emergency stop; defects lock out hoist via danger tag before operation.
- 7Administrative — Restrict operation to hoist drivers holding HRW licence class where required and competency-verified operators with manufacturer-specific training; maintain training matrix and refresher schedule.
- 8Administrative — Enforce wind shutdown protocol when calibrated mast-top anemometer reads above manufacturer limit; operator records reading hourly and ceases passenger movement immediately at threshold.
- 9PPE — All passengers and crew wear AS/NZS 1801 hard hats, AS/NZS 2210.3 safety footwear, hi-vis to AS/NZS 4602.1, and gloves when handling materials inside the car.
- 10PPE — Erection, tying, and dismantling crews wear AS/NZS 1891.1 full-body harness with twin-tail energy-absorbing lanyards anchored to certified mast anchor points above the work position.
Applicable Codes of Practice
Sets design, installation, commissioning, inspection, and operational requirements that the SWMS must reference for every drop-test, tie, and daily pre-start record.
Triggered because hoist operations and landing edges expose workers to falls above two metres; controls must follow the hierarchy mandated by the Code.
Applies to registrable plant under WHS Reg Schedule 5; hoist must hold plant design and item registration, with maintenance records cited in the SWMS.
Governs safe use, operator competency, and pre-operational checks; SWMS uses this to define daily inspection criteria and operator authorisation.
High-Risk Construction Work triggered
Hoist erection, mast tying, landing platform installation, and passenger boarding all occur at heights well above two metres throughout vertical building program.
Hoist drive systems operate on 415V three-phase supply and connection, isolation, and fault-finding tasks involve work on energised electrical installations.
PCBU must prepare, consult workers on, and retain the SWMS for the project duration plus two years after any notifiable incident; penalties are substantial and indexed annually, with current maximums following the prevailing WHS schedule.
Who this is for
- →Principal contractors on high-rise commercial and residential projects
- →Hoist hire companies installing and maintaining Alimak/Geda units
- →Site managers coordinating vertical transport on multi-storey builds
- →Licensed hoist drivers and dogger/rigger crews jumping masts
What you receive
- ✓Editable DOCX template — Microsoft Word compatible
- ✓State-specific WHS legislation schedule (NSW/VIC/QLD/SA/WA/TAS/NT/ACT)
- ✓Hazard register with risk ratings + hierarchy-of-control mapping
- ✓Worker sign-on register, pre-start checklist, and incident escalation flow
Worked example
On a 28-level residential tower in a capital-city CBD, the site supervisor opens the morning pre-start brief at the ground landing where the twin-cage personnel and materials hoist is parked. The hoist driver retrieves the SWMS from the document station beside the landing gate and walks the eight-person crew through the hazard register, focusing on today's planned mast jump from level 18 to level 22. Using the SWMS hazard table, the supervisor confirms mast tie failure and falling objects as the day's critical risks and points to the controls requiring twin-tail harness anchorage above the working platform and an exclusion zone below. Each worker signs the daily sign-on sheet, acknowledging they have read the controls relevant to their task. Mid-morning, the mast-top anemometer logs a sustained gust of 19 m/s — one metre under the manufacturer limit. The driver pauses passenger movement, refers to the wind shutdown control in the SWMS, and records the reading in the logbook. When wind drops, operations resume. Before the jump itself, the rigger consults the SWMS tie register requirement, torque-verifies the new tie bracket against the engineer's drawing, and signs the register. The SWMS is then updated with a field amendment noting the actual tie elevation, countersigned by the supervisor, and refiled at the landing for the afternoon shift.
Related legislation
- WHS Act 2011 (model)
- WHS Regulation 2025
- Managing the Risk of Falls at Workplaces CoP
Frequently asked questions
Is construction hoist work high risk construction work?
Yes. Erection, mast tying, landing platform installation and passenger boarding all occur well above 2 metres, which is a risk of a person falling more than 2 metres under paragraph (a) of section 291. The drive system runs on 415V three-phase, so connection, isolation and fault finding is work on or near energised electrical installations under paragraph (k). Section 299 requires the SWMS before any erection, jumping, tying, pre-start, passenger movement or dismantling sequence commences, and it must be available at the landing for every shift rather than filed in the site office.
The hoist is registrable plant. Does this document cover the registration?
No, and it should not be presented as though it does. A builders hoist for personnel and materials requires plant design registration and plant item registration in its own right, and the maintenance records sit with the plant. The SWMS references those records and confirms they are current as a pre-start check, then controls the work around the plant: the erection and jumping sequence, the daily inspection, the landing discipline and the passenger protocol. Commissioning, inspection and operational requirements follow AS/NZS 1418.7, which the document points to rather than restates.
How often are the safety brake and overspeed governor drop-tested?
At commissioning and three-monthly thereafter, in line with AS/NZS 1418.7, with the result recorded rather than assumed from the service sticker. The same verification regime covers landing gate electrical interlocks, final limit switches and slack-rope detection. A bypassed or damaged gate interlock is the hazard that turns a landing into an open shaft, so a defect found at pre-start locks the hoist out under a danger tag before operation rather than being noted for the afternoon. The daily pre-start follows the manufacturer checklist covering brakes, limits, gates, anemometer and emergency stop.
What are the rules for a mast jump?
Ties are erected to engineer-certified design drawings at a maximum 6 metre vertical spacing, torque-verified, and recorded on a tie register signed by a competent rigger before the next mast section goes on. That register is the control: a tie assumed rather than signed is how mast deflection exceeds manufacturer tolerance during the jump. Crews wear a full body harness with twin-tail energy-absorbing lanyards anchored to certified mast anchor points above the work position, with an exclusion zone maintained below for dropped objects. The worked example runs a jump across several levels on an occupied tower under exactly this sequence.
When does the hoist shut down for wind, and what do I receive?
When the calibrated mast-top anemometer reads above the manufacturer operational limit, commonly around 20 metres per second, with the operator logging the reading hourly and ceasing passenger movement immediately at the threshold rather than finishing the queue. Two elimination controls sit above all of this: commissioning the permanent building lift early under a temporary-use protocol, and sequencing materials via crane and loading bay so the hoist carries people only. You receive an editable Word document, bought once, coordinating the duties of the PCBU, hoist operator, dogger and rigger crew, landing controllers and passengers.
Document details
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